We have handled SEC and FBI investigations into securities fraud and insider trading. Understanding both the nuances of the law and the facts of a particular situation is critical to defending against these allegations. Our ability to manage the voluminous discovery in these cases sets us apart from other small firms.
These investigations often arise when there are parallel civil proceedings, either suits brought by the SEC or by investors. We have experience successfully working with civil counsel on these cases and coordinating our efforts both to control costs as well as to achieve the best results for our clients.